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433 live items
225 live sources
63 quiet sources
76 degraded sources
Updated Sep 2, 5:01 AM
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finance.platphormnews.com
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Page 1 of 1 | 8 items
PlatPhorm Finance Phase 1 public surface
Public finance dashboard, quote lookup, local watchlists, simulated portfolio tools, API docs, MCP introspection, and discovery files are exposed with financial safety labels. Source: PlatPhorm Finance changelog. Data status: delayed.
Sep 2, 4:57 AM
SEC Announces Agenda and Panelists for Roundtable on Preparations for 24-Hour Trading
The Securities and Exchange Commission today announced the agenda and panelists for its Sept. 17, 2026, roundtable on preparations for 24-hour trading.The roundtable will be held at the SEC’s headquarters at 100 F Street, N.E., Washington, D.C., from 10… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Sep 1, 7:17 PM
SEC Charges San Francisco Bay Area Private Fund Executives with Multimillion Dollar Ponzi-Like Scheme
The Securities and Exchange Commission today charged Mark D. Hanf, the former CEO of Novato, California-based Pacific Private Money Group LLC (PPMG), and Hoai-Nam Chu Phan, the former COO of a PPMG subsidiary, with orchestrating an offering fraud that… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Sep 1, 5:52 PM
SEC Proposes to Modernize Rules for Registered Transfer Agents
The Securities and Exchange Commission today proposed to update the rules and forms that apply to registered transfer agents.Transfer agents are a key component of the national clearance and settlement system. Transfer agents now perform a more diverse… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Sep 1, 2:57 PM
SEC and FDA Announce MOU to Bolster Cooperation and Ensure Market Integrity
The Securities and Exchange Commission and the Food and Drug Administration today announced that they have entered into a Memorandum of Understanding (MOU) designed to assist the agencies in carrying out their respective missions of ensuring the… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Aug 31, 6:24 PM
SEC Proposes Amendments to Exchange Act Rule 3a12-8 to Add European Union Debt Obligations
The Securities and Exchange Commission today proposed amendments to Rule 3a12-8 under the Securities Exchange Act of 1934 to add the debt obligations of the European Union (EU) to the list of foreign government debt obligations designated as "exempted… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Aug 28, 5:33 PM
SEC: 38 Entities Feigned Legitimacy as U.S. Advisers Through False Filings to Lure Retail Investors
The Securities and Exchange Commission today charged 38 entities alleging that they made material misrepresentations in Forms ADV filed with the Commission between 2025 and 2026 to falsely portray themselves as legitimate advisory firms to U.S. investors… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Aug 27, 9:30 PM
SEC Charges Former Executives With Fraud in Connection With $1.9 Billion Collapse of Subprime Auto Lender Tricolor
The Securities and Exchange Commission today charged Daniel Chu, Jerome Kollar, and Ameryn Seibold, the former CEO, CFO, and Senior Director of Finance, respectively, at Texas-based Tricolor Holdings, LLC, for their roles in an alleged multi-year scheme… Source: U.S. Securities and Exchange Commission. Data status: delayed.
Aug 18, 7:55 PM